Compliance Manager (f/m/d)

Join us. Let’s care for tomorrow.

At Allianz Global Investors we foster a culture of professionalism, fulfilment, and an inclusive working environment. Do you want to be part of a leading active asset management company? Then join us now as Compliance Manager (f/m/d) in Frankfurt within the Global Investment Advisory Compliance (IAC) team.

The Global Investment Advisory Compliance (IAC) team is responsible for implementing and executing a Global compliance program (advisory, training, monitoring, and reporting) for the company's investment related activities (e.g., research, portfolio management, trading, pricing) in the US, Europe, and Asia-Pacific.

The IAC team works in close collaboration on harmonizing policies, training, monitoring, and resolving cross-border issues related to the company’s investment activities in traditional assets (equities, fixed income, derivatives, fx, multi-asset.)

The IAC team forms a key part of the Global Compliance function, working with Legal, Risk and other support function colleagues to ensure compliance with regulatory requirements, client needs and industry standards.

• Contribute to ensure that all AllianzGI’ s activities satisfy all regulatory requirements within the IAC area, as well, as any other applicable requirements
• Create, implement, and maintain policies, procedures and controls which are appropriately designed to ensure compliance with applicable laws and regulations as well as internal policies
• Provide guidance, advice and training to staff members related to IAC matters
• Participate in company projects, NBAs and NPIs, and advise on IAC related matters and impacts
• Participate in and monitor the implementation of the relevant compliance programme for IAC
• Perform compliance monitoring activities within IAC area as needed
• Perform outsourcing controlling activities within IAC area as needed
• Lead or participate in internal compliance reviews or projects
• Prepare and present (regularly and ad hoc, where needed) clear and concise compliance reports to senior management related to IAC matters
• Undertake tasks as directed related to audits, reviews, and examinations related to IAC matters
• Review and analyse new regulatory developments and maintain oversight of developments impacting business activities related to IAC matters

• University degree in law, business management or similar
• Approximately, 5-7+ years’ experience in the financial industry with a focus in asset management, namely in governance functions such as Legal & Compliance, Risk Management and/or Internal Audit, predominantly focused on portfolio management and trading compliance matters such as best execution and market abuse
• A sound understanding of the current issues affecting the financial services and asset management industry, combined with sound knowledge of the operational and regulatory frameworks from a Compliance perspective
• Working knowledge of Bloomberg
• Experience interpreting and implementing lessons learned from regulatory sanctions
• Diligent and attention to detail, with strong analytical skills
• Strong verbal and written communication skills
• Ability to take initiative, work under pressure, and meet deadlines
• Team player and ability to build positive relationships across the business internally and externally and commitment to contributing to a strong compliance culture within the firm
• Ability to adapt to a fast-changing environment, understand complex issues quickly, to explain them clearly and concisely, and propose practical solutions
• Experience in a multi-cultural work environment in which the candidate was a member of a team where his/her team members and/or manager were located

• Flexible working from home and abroad according to internal guidelines (hybrid model/ flexible working hours/cross-border remote work)
• Access to pension/ savings plans/ Allianz products
• Family support (relocation/ childcare facilities)
• Company share purchasing plan
• Mental health and wellbeing programs
• Mobility solutions (Jobrad bike leasing, subvention Jobticket)
• Career opportunities within the entire Allianz Group
• Self-guided learning & development
• … and so much more!

About Allianz Global Investors

Allianz Global Investors is a leading global active asset manager.

Our focus on enhancing our clients’ assets leads naturally to a commitment to sustainability for positive change. Our goal is to enhance the investment experience for clients, whatever their location or goals.

Putting our clients' needs first, behaving in a transparent way and treating people fairly means acting with integrity. We encourage a collegial culture, that supports individual responsibility. We invest in the development of our employees to maximize the power of innovation.

We therefore welcome applications regardless of ethnicity or cultural background, age, gender, nationality, religion, disability, or sexual orientation. Great to have you on board.

If you feel inspired to promote the active asset management experience, this is the place for you. Join our diverse, international, technology-enabled, and agile environment. Simply upload your CV in English to apply for this position! If you need support to navigate our websites or at any stage during your application, please send an email with your request to recruiting@allianzgi.com

To Recruitment Agencies:

Allianz Global Investors has an in-house recruitment team that sources great candidates directly. Therefore, Allianz Global Investors does not accept unsolicited resumes from agency or search firm recruiters.

When we do work with recruitment agencies, that engagement is formalized by a contract. Fees will only be paid when there is a contract in place.

Without a contract in place, we will not accept invoices on unsolicited resumes, even if the candidate was ultimately employed by Allianz Global Investors.

Finally, please do not contact hiring managers directly.

55942 | Legal & Compliance | Professional | Allianz Global Investors | Full-Time | Permanent